-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iobn+nU3CV/rhldscVey1PBgcgTNAnXEehl1F8lSLn3J0/GWiYYTWTVQdGa4ZbbJ Q0rX1lIskhcDRrq+3mQ3kw== 0000950129-99-005087.txt : 19991117 0000950129-99-005087.hdr.sgml : 19991117 ACCESSION NUMBER: 0000950129-99-005087 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991116 GROUP MEMBERS: MORGAN ASSOCIATES INC GROUP MEMBERS: WILLIAM V. MORGAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KINDER MORGAN INC CENTRAL INDEX KEY: 0000054502 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 480290000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-06259 FILM NUMBER: 99756943 BUSINESS ADDRESS: STREET 1: 370 VAN GORDON ST STREET 2: PO BOX 281304 CITY: LAKEWOOD STATE: CO ZIP: 80228-8304 BUSINESS PHONE: 3039891740 MAIL ADDRESS: STREET 1: 370 VAN GORDON STREET STREET 2: P O BOX 281304 CITY: LAKEWOOD STATE: CO ZIP: 80228-8304 FORMER COMPANY: FORMER CONFORMED NAME: K N ENERGY INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KN ENERGY INC DATE OF NAME CHANGE: 19920430 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS NEBRASKA NATURAL GAS CO INC DATE OF NAME CHANGE: 19830403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN ASSOCIATES INC CENTRAL INDEX KEY: 0001096439 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 481034931 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1301 MCKINNEY STREET 2: STE 3400 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7138637293 MAIL ADDRESS: STREET 1: 1301 MCKINNEY STREET 2: STE 3400 CITY: HOUSTON STATE: TX ZIP: 77010 SC 13D/A 1 MORGAN ASSOCIATES, INC. FOR KINDER MORGAN, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) KINDER MORGAN, INC. - ------------------------------------------------------------------------------ (Name of Issuer) COMMON STOCK, $5.00 PAR VALUE - ------------------------------------------------------------------------------ (Title of Class of Securities) 49455P - ------------------------------------------------------------------------------ (CUSIP Number) MR. WILLIAM V. MORGAN MORGAN ASSOCIATES, INC. 1301 MCKINNEY, SUITE 3400 HOUSTON, TEXAS 77010 (713) 844-9500 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) with a copy to: MR. DAVID L. RONN BRACEWELL & PATTERSON, L.L.P. SOUTH TOWER PENNZOIL PLACE 711 LOUISIANA STREET, SUITE 2900 HOUSTON, TEXAS 77002-2781 713-221-1352 NOVEMBER 3, 1999 - ------------------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report this acquisition that is the subject of this Schedule 13D, and is filing this Schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box: [ ] The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Page 1 of 6 Pages 2 - ----------------- ----------------- CUSIP NO.: 49455P PAGE 2 OF 6 PAGES - ----------------- ----------------- SCHEDULE 13D - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON; S.S. OR IRS IDENTIFICATION NUMBER Morgan Associates, Inc. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Kansas - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER - ------------------------------------------------------------------------------ 8 SHARED VOTING POWER 7,035,408 - ------------------------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 7,035,408 (1) - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,035,408 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.3% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON CO ============================================================================== (1) 7,035,408 of the shares of the common stock, par value $5.00 per share, of Kinder Morgan, Inc. are subject to a Governance Agreement between Kinder Morgan, Inc. and Morgan Associates, Inc. dated as of October 7, 1999 (incorporated here by reference to the Schedule 13D, as defined herein), pursuant to which Morgan Associates, Inc. is restricted in the volume and manner in which it disposes of the stock for the term of the agreement. 3 - ----------------- ----------------- CUSIP NO.: 49455P Page 3 of 6 Pages - ----------------- ------------------ SCHEDULE 13D - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON; S.S. OR IRS IDENTIFICATION NUMBER William V. Morgan - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS AF - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------ 7 Sole Voting Power 0 - ------------------------------------------------------------------------------ 8 SHARED VOTING POWER 7,035,408 - ------------------------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 7,035,408 (2) - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,035,048 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.3% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN ============================================================================== (2) 7,035,408 of the shares of the common stock, par value $5.00 per share, of Kinder Morgan, Inc. are subject to a Governance Agreement between Kinder Morgan, Inc. and Morgan Associates, Inc. dated as of October 7, 1999 (incorporated here by reference to the Schedule 13D, as defined herein), pursuant to which Morgan Associates, Inc. is restricted in the volume and manner in which it disposes of the stock for the term of the agreement. 4 ***NOTE: THIS FILING IS IDENTICAL TO THE PREVIOUSLY FILED AMENDMENT NO. 1 TO STATEMENT ON FORM 13D FOR MORGAN ASSOCIATES AND WILLIAM V. MORGAN FILED ON OCTOBER 8, 1999 (FILE NO. 005-56959) UNDER KINDER MORGAN, INC., A DELAWARE CORPORATION (CIK #0001031188). STATEMENT ON SCHEDULE 13D Preliminary Statement: This Amendment No. 1 amends and supplements the Statement on Schedule 13D filed with the Securities and Exchange Commission by Morgan Associates, Inc. ("Morgan Associates") and Mr. William V. Morgan (together with Morgan Associates, the "Reporting Persons") on October 7, 1999 (the "Schedule 13D"), relating to the shares of common stock, par value $5.00 per share (the "Issuer Common Stock"), of Kinder Morgan, Inc., a Kansas corporation ("Issuer"). The principal terms used but not defined herein shall have the meanings ascribed thereto in the Schedule 13D. Except as specifically provided herein, this Amendment No. 1 does not modify any of the information previously reported on the Schedule 13D. This Amendment No. 1 speaks as of its date and no inference should be drawn that no change has occurred in the facts set forth herein after the date hereof. ITEM 1. SECURITY AND ISSUER. No change. ITEM 2. IDENTITY AND BACKGROUND. No change. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. No change. ITEM 4. PURPOSE OF THE TRANSACTION. No change. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended and supplemented by replacing the current paragraphs (a) and (c) with the following and adding the following paragraph (d): (a) As set forth herein, Morgan Associates owns 7,035,408 shares of Issuer Common Stock, which represents approximately 6.3% of the outstanding Issuer Common Stock, based upon the number of Issuer Common Stock outstanding as of October 22, 1999, as reported on the Issuer's Form 10-Q for the quarterly period ended September 30, 1999. (c) Except as set forth in this Item 5, the Reporting Persons have not effected any transactions in shares of Issuer Common Stock in the past 60 days. On November 3, 1999, Morgan Associates sold on the open market through a broker 1,000,000 shares of Issuer Common Stock for a weighted average per share price of $19.903 per share, which does not include a broker fee. Page 4 of 6 Pages 5 (d) To the best knowledge of the Reporting Persons, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Issuer Common Stock beneficially owned by the Reporting Persons. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. No change. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. No change. Page 5 of 6 Pages 6 SIGNATURES After reasonable inquiry and to the best of the undersigned's knowledge and belief, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Dated: November 5, 1999. Morgan Associates, Inc. By: /S/WILLIAM V. MORGAN ----------------------- William V. Morgan President Dated: November 5, 1999. William V. Morgan By: /S/WILLIAM V. MORGAN ----------------------- William V. Morgan Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----